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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-06-10
  • WA RA
    APPROVED
    Since 2026-06-10

Branch Locations

601 W. Riverside Avenue, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Spokane WA 04/2013 04/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue WA 04/2022 05/2026
Ubs Financial Services Inc. Spokane WA 05/2026 Present
Previous Registrations
  • 2022-06-16 → 2026-05-19
    Greenwood Village, CO
    Bellevue, WA
    Spokane, WA
    Bellevue, WA
    Saint George, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Bozeman, MT
    Portland, OR
    Juneau, AK
    Billings, MT
    Missoula, MT
    Anchorage, AK
    Ogden, UT
    Whitefish, MT
    Bozeman, MT
    Boise, ID
    Coeur D'ALene, ID
    Ogden, UT
    Spokane, WA
    Black Diamond, WA
  • 2013-08-06 → 2022-05-02
    Spokane, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-06
  • S66 Uniform Combined State Law Examination
    2013-08-06
Other Names
  • Jenny Brook Gordon

View on SEC IAPD

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