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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-04-10 |
Branch Locations
6160 Golden Hills Drive, Minneapolis, MN 55416 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mma Securities | Minneapolis | MN | 12/2017 | Present |
| Rjf | Minneapolis | MN | 02/2016 | 03/2017 |
| Mma Agency | Minneapolis | MN | 03/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-02 |
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