Dorian Scott Holmes

Current Employers

Employment History

• 02/2016 → 06/2017
  Scottrade
  Rockville, MD
• 07/2017 → 02/2018
  Axa Advisors, Llc
  New York, NY
• 04/2018 → 07/2019
  Ally Invest Securities Llc
  Fort Lauderdale, FL
• 07/2019 → 03/2021
  Morgan Stanley Smith Barney Llc
  Orland Park, IL
• 03/2021 → 10/2021
  Fidelity Investments
  Plainfield, IL
• 11/2021 → 05/2024
  The Huntington Investment Company
  Columbus, OH
• 05/2024 → 11/2025
  Ameriprise Financial Services, Llc
  Downer's Grove, IL
• 11/2025 → Present
  Bmo Harris Bank
  Joliet, IL
• 11/2025 → Present
  Lpl Financial
  Joilet, IL

Previous Registrations

• 2024-05-03 → 2025-11-18
  Ameriprise Financial Services, Llc
  Downers Grove, IL
  Plainfield, IL
• 2021-11-29 → 2024-05-09
  The Huntington Investment Company
  Naperville, IL
  Willowbrook, IL
• 2021-06-10 → 2021-10-19
  Fidelity Personal And Workplace Advisors
  Westlake, TX
• 2019-08-13 → 2021-03-31
  Morgan Stanley
  Fort Lauderdale, FL
  Orland Park, IL
• 2017-07-17 → 2018-02-27
  Equitable Advisors, Llc
  Falls Church, VA
• 2017-02-03 → 2017-06-27
  Scottrade Investment Management
  Saint Louis, MO
• 2015-06-03 → 2016-02-01
  Pnc Wealth Management Llc
  Cleveland, OH
• 2015-01-09 → 2015-06-04
  Valic Financial Advisors, Inc.
  Boca Raton, FL
• 2014-05-29 → 2015-01-09
  Equitable Advisors, Llc
  Boca Raton, FL

Other Businesses

1)11/06/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO INVESTMENT SERVICES - Inv Rel - At Reported Business Location(s)

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-05-02
• S63 Uniform Securities Agent State Law Examination
  2014-04-12

Designations

Other Names

• Dorian S Holmes
• Dorian Scott Holmes
• Dorian Holmes