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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2011-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Banc Of America Investment Services, Inc. | Seattle | WA | 04/2000 | Present |
| Wells Fargo Advisors Llc | Seattle | WA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 11/2016 | Present |
BAINBRIDGE BOOSTER CLUB DBA CHEER BOOSTERS, INV RELATED, BAINBRIDGE ISLAND, WA, TREASURER, START 4/24/2024, 15 HOURS PER MONTH, ZERO HOURS DURING TRADING, BUDGET, TALLY OF CONTRIBUTIONS VS. NEEDS AND FUNDRAISING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-02 |
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