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1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2020-10-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St.CLoud | MN | 03/2013 | 10/2020 |
| First United Bank And Trust | Martinsburg | WV | 02/2013 | 09/2020 |
| Cetera Investment Advisers Llc | Martinsburg | WV | 01/2014 | 10/2020 |
| Founders Financial Securities, Llc | Towson | MD | 10/2020 | Present |
| Morgan Financial Group | Martinsburg | WV | 10/2020 | Present |
1) FOUNDERS FINANCIAL WEALTH PARTNERS (DBA) ; 9773 TUSCARORA PIKE, MARTINSBURG, WV 25403; INVESTMENT-RELATED; WEALTH MANAGEMENT ADVISOR; 160 HRS PER MONTH; 140 HRS PER MONTH DURING TRADING; WEALTH MANAGEMENT, FINANCIAL SERVICES, AND INSURANCE SALES 2) OTOC LLC, ; NOT INVESTMENT-RELATED; REAL ESTATE AND MINERAL MANAGEMENT HOLDINGS; MANAGER OF FAMILY LLC WITH ADMINISTRATIVE DUTIES, DISTRIBUTE ROYALTIES, FILE TAXES, ETC., START DATE 10/2019; 2 HRS PER MONTH; 0 HRS PER MONTH DURING TRADING 3) SHEPHERD UNIVERSITY ALUMNI ASSOCIATION ; NOT INVESTMENT RELATED; START DATE , 9/1/15; Member; 2 HRS PER MONTH; 0 HRS DURING TRADING; GENERATING SUPPORT FOR UNIVERSITY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-29 |
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