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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2023-08-14 |
Branch Locations
4325 Gerrardstown Rd, Inwood, WV 25428 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1604 West King Street, Martinsburg, WV 25401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2005 | 12/2016 |
| Northwestern Mutual Investment Services, Llc | Hagerstown | MD | 04/2009 | 12/2016 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 12/2016 |
| Scf Securities, Inc. | Fresno | CA | 12/2016 | 08/2023 |
| Scf Investment Advisors | Fresno | CA | 12/2016 | 08/2023 |
| Lpl Financial Llc | Martinsburg | WV | 08/2023 | Present |
1) 08/2023 - Robert c Denton and Associates DBA Benefits One / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 120 Hrs per month 2) 08/2023 - Robert C Denton and Associates / Insurance Agency / Inv. Related / Martinsburg, WV - Start date 09/01/2016 - 20 Hrs per month 3) 08/2023 - Robert C Denton and Associates / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Martinsburg, WV - Start date 09/06/2022 -40 Hrs per month 4) 08/2023 - Non-Variable Insurance / Inv. Related / Martinsburg, WV / Start date 02/01/2005 - 20 Hrs per month 5) 08/2023 - Smith Nadenbousch Insurance / Non-Variable Insurance / Inv. Related / Martinsburg, WV / Start date 12/21/2016- 32 Hrs per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-07 |
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