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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2023-08-14
  • WV RA
    APPROVED
    Since 2023-08-14

Branch Locations

4325 Gerrardstown Rd, Inwood, WV 25428 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1604 West King Street, Martinsburg, WV 25401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2005 12/2016
Northwestern Mutual Investment Services, Llc Hagerstown MD 04/2009 12/2016
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 12/2016
Scf Securities, Inc. Fresno CA 12/2016 08/2023
Scf Investment Advisors Fresno CA 12/2016 08/2023
Lpl Financial Llc Martinsburg WV 08/2023 Present
  • 02/2005 → 12/2016
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2009 → 12/2016
    Hagerstown, MD
  • 01/2016 → 12/2016
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2016 → 08/2023
    Scf Securities, Inc.
    Fresno, CA
  • 12/2016 → 08/2023
    Scf Investment Advisors
    Fresno, CA
  • 08/2023 → Present
    Martinsburg, WV
Previous Registrations
  • 2017-01-04 → 2023-08-16
    Scf Investment Advisors, Inc.
    Martinsburg, WV
    San Diego, CA
  • 2012-05-16 → 2016-12-22
    Hagerstown, MD
    Frederick, MD
    Inwood, WV
    Martinsburg, WV
    Frederick, MD
    Martinsburg, WV
    Baltimore, MD
Other Businesses

1) 08/2023 - Robert c Denton and Associates DBA Benefits One / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 120 Hrs per month 2) 08/2023 - Robert C Denton and Associates / Insurance Agency / Inv. Related / Martinsburg, WV - Start date 09/01/2016 - 20 Hrs per month 3) 08/2023 - Robert C Denton and Associates / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Martinsburg, WV - Start date 09/06/2022 -40 Hrs per month 4) 08/2023 - Non-Variable Insurance / Inv. Related / Martinsburg, WV / Start date 02/01/2005 - 20 Hrs per month 5) 08/2023 - Smith Nadenbousch Insurance / Non-Variable Insurance / Inv. Related / Martinsburg, WV / Start date 12/21/2016- 32 Hrs per month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-07
S63 Uniform Securities Agent State Law Examination 2005-11-07
  • S65 Uniform Investment Adviser Law Examination
    2012-05-07
  • S63 Uniform Securities Agent State Law Examination
    2005-11-07
Designations
Other Names
  • Chad Denton
  • Robert C Denton

View on SEC IAPD

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