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Sunil Shashi Parekh

Wells Fargo Clearing Services, LLC

Lakewood, CO

Denver, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-09-29
TX RA APPROVED 2022-09-29
  • CO RA
    APPROVED
    Since 2022-09-29
  • TX RA
    APPROVED
    Since 2022-09-29

Branch Locations

143 Union Blvd Ste 1050, Lakewood, CO 80228 • United States

1700 Lincoln St 10Th & 11Th Fls, Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Englewood CO 09/2013 05/2019
Jpmorgan Chase Bank Englewood CO 09/2013 05/2019
Jp Morgan Chase Bank Tampa FL 05/2019 05/2022
Wells Fargo Clearing Services, Llc Denver CO 04/2022 Present
  • 09/2013 → 05/2019
    Jp Morgan Securities Llc
    Englewood, CO
  • 09/2013 → 05/2019
    Jpmorgan Chase Bank
    Englewood, CO
  • 05/2019 → 05/2022
    Jp Morgan Chase Bank
    Tampa, FL
  • 04/2022 → Present
    Wells Fargo Clearing Services, Llc
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-19
  • S66 Uniform Combined State Law Examination
    2022-09-19
Other Names
  • Sunil S Parekh
  • Sunil Shashi Parekh
  • Sunil Parekh

View on SEC IAPD

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KELLI ANN WALLACE
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Other Offices

FINANCIAL SECURITY MANAGEMENT, INC · LAKEWOOD, CO
EDWARD JONES · LAKEWOOD, CO
ALLSTATE FINANCIAL ADVISORS, LLC · Lakewood, CO
STATE FARM INVESTMENT MANAGEMENT CORP. · LAKEWOOD, CO
EDWARD JONES · LAKEWOOD, CO
WELLS FARGO CLEARING SERVICES, LLC · LAKEWOOD, CO
CETERA INVESTMENT ADVISERS LLC · LAKEWOOD, CO
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LAKEWOOD, CO

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