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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2020-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Omaha | NE | 06/2013 | 09/2020 |
| Hemenway Associates Inc. | Omaha | NE | 01/2011 | Present |
| Tasc | Madison | WI | 06/2013 | 09/2020 |
| Avantax Advisory Services | Omaha | NE | 07/2015 | 09/2020 |
| American Family Life Assurance Company | Columbus | GA | 07/2015 | 05/2017 |
| Avantax Insurance Agency, Llc | Omaha | NE | 06/2015 | 09/2020 |
| Bankers Fidellity | Atlanta | GA | 10/2018 | 09/2020 |
| Lpl Financial Llc | Omaha | NE | 09/2020 | Present |
1. 9/30/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Guardian Conservator - 5 Hours Per Month. 2. 9/30/2020 - Hemenway Associates, Inc - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner. 3. 9/30/2020 - Hemenway Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 10/8/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Selling medicare, health life and LTC. 5. 11/07/2022 - Hemenway Holding LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 11/15/2022 - 2 Hours Per Month/1 Hours During Securities Trading 6. 11/22/2024 - Joan L Hemenway - Non-Inv Related - Omaha, NE - Other - Coaching/Life /Career/Team - Started: 5/17/2024 - 10 Hrs/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-30 |
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