Best Investors Account Sign in

Joan Lorraine Hemenway

LPl Financial LLC

Omaha, NE

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2020-10-07
  • NE RA
    APPROVED
    Since 2020-10-07

Branch Locations

5310 S 139Th Plz Ste 301, Omaha, NE 68137 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Omaha NE 06/2013 09/2020
Hemenway Associates Inc. Omaha NE 01/2011 Present
Tasc Madison WI 06/2013 09/2020
Avantax Advisory Services Omaha NE 07/2015 09/2020
American Family Life Assurance Company Columbus GA 07/2015 05/2017
Avantax Insurance Agency, Llc Omaha NE 06/2015 09/2020
Bankers Fidellity Atlanta GA 10/2018 09/2020
Lpl Financial Llc Omaha NE 09/2020 Present
  • 06/2013 → 09/2020
    Avantax Investment Services, Inc.
    Omaha, NE
  • 01/2011 → Present
    Hemenway Associates Inc.
    Omaha, NE
  • 06/2013 → 09/2020
    Tasc
    Madison, WI
  • 07/2015 → 09/2020
    Avantax Advisory Services
    Omaha, NE
  • 07/2015 → 05/2017
    American Family Life Assurance Company
    Columbus, GA
  • 06/2015 → 09/2020
    Avantax Insurance Agency, Llc
    Omaha, NE
  • 10/2018 → 09/2020
    Bankers Fidellity
    Atlanta, GA
  • 09/2020 → Present
    Omaha, NE
Previous Registrations
  • 2015-07-28 → 2020-10-07
    Avantax Advisory Services
    Omaha, NE
Other Businesses

1. 9/30/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Guardian Conservator - 5 Hours Per Month. 2. 9/30/2020 - Hemenway Associates, Inc - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner. 3. 9/30/2020 - Hemenway Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 10/8/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Selling medicare, health life and LTC. 5. 11/07/2022 - Hemenway Holding LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 11/15/2022 - 2 Hours Per Month/1 Hours During Securities Trading 6. 11/22/2024 - Joan L Hemenway - Non-Inv Related - Omaha, NE - Other - Coaching/Life /Career/Team - Started: 5/17/2024 - 10 Hrs/Mo During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-15
S63 Uniform Securities Agent State Law Examination 2013-07-30
  • S65 Uniform Investment Adviser Law Examination
    2015-07-15
  • S63 Uniform Securities Agent State Law Examination
    2013-07-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Omaha, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor