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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-12-09
TX RA APPROVED_RES 2020-12-09
  • PA RA
    APPROVED
    Since 2020-12-09
  • TX RA
    APPROVED_RES
    Since 2020-12-09

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Princeton NJ 01/2016 11/2020
Tiaa Princeton NJ 01/2016 11/2020
The Vanguard Group, Inc. Malvern PA 11/2020 Present
Previous Registrations
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS (City/State): Conshohocken, PA POSITION: LANDLORD/OWNER START DATE: 9/2022 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-13
S63 Uniform Securities Agent State Law Examination 2011-06-17
  • S66 Uniform Combined State Law Examination
    2018-06-13
  • S63 Uniform Securities Agent State Law Examination
    2011-06-17

View on SEC IAPD

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