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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2018-09-10
  • ND RA
    APPROVED
    Since 2018-09-10

Branch Locations

3186 Sienna Dr. S, Fargo, ND 58104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Fargo ND 07/2012 Present
Mml Investors Services Fargo ND 08/2012 Present
  • 07/2012 → Present
    Mass Mutual Life Insurance Company
    Fargo, ND
  • 08/2012 → Present
    Mml Investors Services
    Fargo, ND
Other Businesses

(1) Name: Perth Properties Inv rel: Y Add: 4800 54th St. S Fargo, ND. 58104 Nature: Rental property Position: President Start date: 12/15/2017 No. HR/MO: 5 No. HR/MO during sec trading: 0 (2) Name: LADs, LLC Inv rel: Y Add: 5195 45th S, Suite 200, Fargo ND58104 Nature: Commercial rental space landlord Position: Vice-President Start date: 06/24/2022 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe Duties: Assist with running the day-to-day operations of building. (3) Name: Elevate Financial Inv rel: Y Add: 3186 Sienna Dr. S, Fargo, ND 58104 Nature: Outside Insurance Sales Position: Insurance Broker Start date: 12/15/2025 No. HR/MO: 1 No. HR/MO during sec trading: 1 Duties: Life, Disability, Long-term care, Fixed annuities, and Health (4) Name: Farmer Report Card Inv Rel: Y Add: 3186 Sienna Drive, Fargo, ND 58104 Nature: A formula that gives a grading on bankability of farmers. Position: Owner/Operator Start Date: 01/01/2026 No. Hr/Mo: 5 No. Hr/Mo During Sec Trading: 5 Duties: Meeting with clients overseeing day to day running the business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-09
S63 Uniform Securities Agent State Law Examination 2013-01-24
  • S66 Uniform Combined State Law Examination
    2018-03-09
  • S63 Uniform Securities Agent State Law Examination
    2013-01-24

View on SEC IAPD

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