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Current Employers
Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APP_PEND_IARCE 2026-01-01
MA RA APPROVED 2012-02-06
  • RI RA
    APP_PEND_IARCE
    Since 2026-01-01
  • MA RA
    APPROVED
    Since 2012-02-06

Branch Locations

40 Westminster Street Suite 400, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ernst & Young Investment Advisers Llp Providence RI 06/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-05
  • S65 Uniform Investment Adviser Law Examination
    2012-01-05

View on SEC IAPD

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