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Sarah Elizabeth Reynolds

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 5920710

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-11-18
TX RA APPROVED 2025-11-13
  • AZ RA
    APPROVED
    Since 2025-11-18
  • TX RA
    APPROVED
    Since 2025-11-13

Branch Locations

14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Westlake TX 04/2011 10/2025
The Vanguard Group, Inc. Scottsdale AZ 10/2025 Present
Vanguard Marketing Corporation Scottsdale AZ 10/2025 Present
Vanguard Advisers, Inc. Scottsdale AZ 10/2025 Present
  • 04/2011 → 10/2025
    Fidelity Investments
    Westlake, TX
  • 10/2025 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 10/2025 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 10/2025 → Present
    Scottsdale, AZ
Previous Registrations
  • 2025-03-31 → 2025-10-09
    Westlake, TX
    Argyle, TX
    Boston, MA
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Westlake, TX
    Argyle, TX
  • 2013-04-03 → 2018-07-13
    Westlake, TX
    Houston, TX
    Knoxville, TN
Other Businesses

NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: LENOIR CITY, TN NATURE OF BUSINESS: REAL ESTATE POSITION: OWNER START DATE: 03/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-22
S63 Uniform Securities Agent State Law Examination 2011-07-22
  • S66 Uniform Combined State Law Examination
    2013-03-22
  • S63 Uniform Securities Agent State Law Examination
    2011-07-22
Designations
  • Certified Financial Planner
Other Names
  • Sarah E Yve
  • Sarah Elizabeth Reynolds-Yve
  • Sarah Elizabeth Yve
  • Sarah Elizabeth Reynolds
  • Sarah Elizabeth Buontempo
  • Sarah Reynolds Buontempo
  • Sarah Reynolds Reynolds
  • Sarah E Reynolds
  • Sarah E Buontempo
  • Sarah Buontempo
  • Sarah R Buontempo
  • Sarah R Reynolds
  • Sarah E Reynolds-Yve
  • Sarah Reynolds-Yve
  • Sarah Yve
  • Sarah Reynolds

View on SEC IAPD

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