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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-11-18 |
| TX | RA | APPROVED | 2025-11-13 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Westlake | TX | 04/2011 | 10/2025 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 10/2025 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 10/2025 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 10/2025 | Present |
NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: LENOIR CITY, TN NATURE OF BUSINESS: REAL ESTATE POSITION: OWNER START DATE: 03/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-22 |
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