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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-07-18 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Woodmere, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Pepper Pike | OH | 12/2014 | 01/2017 |
| Wells Fargo Clearing Services, Llc | Pepper Pike | OH | 11/2016 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Broadview Heights | OH | 03/2017 | 12/2019 |
| Bank Of America, N.A. | Broadview Heights | OH | 03/2019 | 12/2019 |
| Td Ameritrade | Orange Village | OH | 09/2021 | 04/2022 |
| Key Private Bank | Cleveland | OH | 01/2020 | 09/2021 |
| Charles Schwab & Co., Inc. | Orange Village | OH | 04/2022 | 04/2022 |
| Gwfs Equities, Inc | Greenwood Village | CO | 07/2022 | Present |
| Advised Assets Group, Llc | Greenwood Village | CO | 07/2022 | Present |
1) Valiente Ventures, LLC / Owner. Purchased a rental/investment properties. 2) EXP Realty / Ohio Real Estate Salesperson. Plan to obtain real estate license to be able to buy and sell my own rental properties. 5 hours per month; 0 during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-02 |
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