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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-07-18
  • OH RA
    APPROVED
    Since 2022-07-18

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Woodmere, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pepper Pike OH 12/2014 01/2017
Wells Fargo Clearing Services, Llc Pepper Pike OH 11/2016 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broadview Heights OH 03/2017 12/2019
Bank Of America, N.A. Broadview Heights OH 03/2019 12/2019
Td Ameritrade Orange Village OH 09/2021 04/2022
Key Private Bank Cleveland OH 01/2020 09/2021
Charles Schwab & Co., Inc. Orange Village OH 04/2022 04/2022
Gwfs Equities, Inc Greenwood Village CO 07/2022 Present
Advised Assets Group, Llc Greenwood Village CO 07/2022 Present
  • 12/2014 → 01/2017
    Wells Fargo Advisors Llc
    Pepper Pike, OH
  • 11/2016 → 12/2016
    Pepper Pike, OH
  • 03/2017 → 12/2019
    Broadview Heights, OH
  • 03/2019 → 12/2019
    Bank Of America, N.A.
    Broadview Heights, OH
  • 09/2021 → 04/2022
    Td Ameritrade
    Orange Village, OH
  • 01/2020 → 09/2021
    Key Private Bank
    Cleveland, OH
  • 04/2022 → 04/2022
    Orange Village, OH
  • 07/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 07/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
Previous Registrations
Other Businesses

1) Valiente Ventures, LLC / Owner. Purchased a rental/investment properties. 2) EXP Realty / Ohio Real Estate Salesperson. Plan to obtain real estate license to be able to buy and sell my own rental properties. 5 hours per month; 0 during normal business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-04
S63 Uniform Securities Agent State Law Examination 2011-09-02
  • S66 Uniform Combined State Law Examination
    2016-11-04
  • S63 Uniform Securities Agent State Law Examination
    2011-09-02
Other Names
  • Deborah Sue Patrick
  • Deborah Solomon
  • Deborah Sue Solomon

View on SEC IAPD

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