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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-09 |
| CO | RA | APPROVED | 2019-08-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Sugar Land | TX | 06/2012 | 03/2018 |
| Wells Fargo Advisors Financial Network, Llc | Louisville | CO | 08/2019 | Present |
| Unemployed | Austin | TX | 04/2018 | 08/2019 |
RENTAL PROPERTY, INVT RELATED, AUSTIN, TX, 100% OWNERSHIP, START DATE 6/1/2018, 2 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-25 |
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