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John Robert Mulholland

Wells Fargo Advisors Financial Network, LLC

Louisville, CO

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-09
CO RA APPROVED 2019-08-28
  • TX RA
    APPROVED_RES
    Since 2025-01-09
  • CO RA
    APPROVED
    Since 2019-08-28

Branch Locations

801 Main St Ste 300, Louisville, CO 80027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Sugar Land TX 06/2012 03/2018
Wells Fargo Advisors Financial Network, Llc Louisville CO 08/2019 Present
Unemployed Austin TX 04/2018 08/2019
Previous Registrations
  • 2017-03-13 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

RENTAL PROPERTY, INVT RELATED, AUSTIN, TX, 100% OWNERSHIP, START DATE 6/1/2018, 2 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-13
S63 Uniform Securities Agent State Law Examination 2012-10-25
  • S66 Uniform Combined State Law Examination
    2017-03-13
  • S63 Uniform Securities Agent State Law Examination
    2012-10-25
Other Names
  • Jr Mulholland
  • John Robert Mulholland

View on SEC IAPD

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