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Kim A Gagnie

J.P. Morgan Securities LLC

Brookfield, WI

Brookfield, WI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-04-15
WI RA APPROVED 2014-04-14
  • TX RA
    APPROVED
    Since 2014-04-15
  • WI RA
    APPROVED
    Since 2014-04-14

Branch Locations

14900 West Capitol Drive, Brookfield, WI 53005 • United States

2255 North Calhoun Road, Brookfield, WI 53005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brookfield WI 09/2006 Present
Jpmorgan Chase Bank, N.A. Brookfield WI 08/1987 Present
Previous Registrations
  • 2006-09-27 → 2008-10-01
    J.P. Morgan Securities Inc.
    Milwaukee, WI
  • 2000-08-23 → 2006-09-27
    Banc One Securities Corporation
    Milwaukee, WI
    Chicago, IL
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-01
  • S66 Uniform Combined State Law Examination
    2000-08-01

View on SEC IAPD

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Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI

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