Brandon L Rivera

Current Employers

Employment History

• 01/2015 → 10/2017
  Regal Investment Advisors Llc
  Kentwood, MI
• 02/2014 → 08/2017
  Regulus Advisors
  Kentwood, MI
• 11/2017 → 11/2021
  Crown Capital Securities, Lp
  Orange, CA
• 05/2019 → 11/2020
  Fit Strategic Advisors Llc
  Placentia, CA
• 06/2021 → Present
  Unity Wealth Partners
  Orange, CA
• 06/2020 → Present
  Unity Capital Partners
  Orange, CA
• 11/2021 → 07/2022
  Dfpg Investments, Llc
  Sandy, UT
• 02/2026 → Present
  Unity Tax Advisory Group, Inc.
  Newport Beach, CA
• 02/2026 → Present
  Manzzel, Inc.
  Newport Beach, CA

Previous Registrations

• 2017-11-08 → 2021-11-23
  Crown Capital Securities, L.P.
  Orange, CA
  Orange, CA
  Orange, CA
  Placentia, CA
• 2019-05-01 → 2020-11-02
  Fit Strategic Advisors Llc
  Placentia, CA
• 2015-01-05 → 2017-11-03
  Regal Investment Advisors Llc
  Downey, CA
  Kentwood, MI
• 2013-12-20 → 2014-12-31
  Bright Owl Investment Advisors
  Downey, CA
  Kentwood, MI
• 2013-07-02 → 2013-12-26
  Centaurus Financial, Inc.
  Anaheim, CA
  Downey, CA
  Downey, CA

Other Businesses

1. Unity Capital Partners (UCP); Investment Related; Orange, California; Licensed Insurance Agency for Fixed Insurance Products; President; 03/2020; 20% during business hours; Licensed entity for fixed life, health, and accident insurance. Business administration and client service. 2. Brandon L. Rivera; Non-Investment Related; Orange, CA; Insurance; Owner; 04/2003; 20% during business hours; Life, Health, and Accident agent. Provide access to fixed life insurance, fixed annuities, LTC, and health insurance. 3. Unity Wealth Partners; Investment Related; Orange, CA; RIA; Managing Member & Investment Advisor Representative; 12/2021; 50% during business hours; Financial Planning. 4. Manzzel, Inc.; Investment Related; Orange, CA; FinTech, Supply Chain R&D, Real Estate Development; Board Member, Director, and Shareholder; Start Date 02/2026; Approx. 80 hours/month with 20 hours devoted during securities trading hours; Financial planning and analysis, communicating with legal counsel and other tax advisors. 5. Burton Utility Group; Not-Investment Related; Orange, CA; Utility/Energy Sector; Board of Advisors Member, Vested Member; Start Date 11/2025; Approx. 24 hours/month with 0 hours devoted during securities trading hours; Financial planning and analysis. 6. Unity Tax Advisory Group, Inc.; Newport, CA; Tax Advisory Firm; Board Member, Shareholder; Start Date 02/2026; Approx 40 hours/month with 2 hours devoted during trading hours; Description of responsibilities. 7. Saorsa Capital LLC; Investment Related; Newport, CA; Exempt Reporting Advisor; Partial Owner; Mr. Rivera devotes a negligible amount of time to this business activity.

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-11-07
• S65 Uniform Investment Adviser Law Examination
  2013-06-28

Other Names

• Brandon L Rivera
• Brandon Louis Rivera