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Robert Conway Bishop

Wells Fargo Clearing Services, LLC

Alpharetta, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-08-24
TX RA APPROVED_RES 2015-07-10
  • GA RA
    APPROVED
    Since 2020-08-24
  • TX RA
    APPROVED_RES
    Since 2015-07-10

Branch Locations

2520 Northwinds Pkwy Ste 200 Two Northwinds Center, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Alpharetta GA 12/2014 11/2016
Wells Fargo Clearing Services, Llc Alpharetta GA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-19
S63 Uniform Securities Agent State Law Examination 2011-06-13
  • S65 Uniform Investment Adviser Law Examination
    2020-10-19
  • S63 Uniform Securities Agent State Law Examination
    2011-06-13

View on SEC IAPD

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NEW EDGE WEALTH · Alpharetta, GA
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BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
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