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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2020-10-23 |
| TX | RA | APPROVED | 2020-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Salina | KS | 05/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salina | KS | 11/2016 | 10/2020 |
| Wells Fargo Advisors Financial Network, Llc | Salina | KS | 10/2020 | Present |
POSHMARK; NOT INV RELATED; SALINA, KS; INDEPENDENT CONTRACTOR; START DATE 10/1/2015 2 HOURS PER MONTH, 1 DURING TRADING; BUYING AND SELLING CLOTHING TO OTHER POSHMARK MEMBERS. EBAY SALES; NOT INV RELATED; SALINA, KS; INDEPENDENT CONTRACTOR; START 4/9/2016; 3 HOURS PER MONTH, 1 DURING TRADING; SELLING PERSONAL BELONGINGS AND HOMEMADE CRAFTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-24 |
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