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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-12-08 |
| SC | RA | APPROVED | 2025-12-04 |
| WY | RA | APPROVED | 2025-12-04 |
| TX | RA | APPROVED_RES | 2023-11-30 |
| MT | RA | APPROVED | 2019-10-18 |
Branch Locations
4575 Valley Commons Drive Suite 201, Bozeman, MT 59718 • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Bozeman | MT | 01/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bozeman | MT | 11/2016 | 10/2019 |
| Ashton Thomas Private Wealth | Bozeman | MT | 10/2019 | Present |
| Ashton Thomas Insurance Agency | Scottsdale | AZ | 10/2019 | Present |
| M.S. Howells & Co | Scottsdale | AZ | 01/2020 | 03/2026 |
| Ashton Thomas Securities, Llc | Rochester | NY | 03/2026 | Present |
1. OCT. 2019; ASHTON THOMAS PRIVATE WEALTH, BOZEMAN, MT; INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOR; WEALTH ADVISOR; SERVICE CLIENTS FINANCIAL PLANNING AND INVESTMENT NEEDS; DEVOTE 160 HRS/MONTH DURING MARKET HOURS. 2. OCT. 2019; ASHTON THOMAS INSURANCE, BOZEMAN, MT; INVESTMENT RELATED; INSURANCE; AGENT; PROVIDE INSURANCE AS NEEDED FOR CLIENTS; DEVOTE 5 HRS/MONTH DURING MARKET HOURS. 3. ASHTON THOMAS SECURITIES, LLC; INVESTMENT RELATED; ROCHESTER, NY; BROKER-DEALER; REGISTERED REPRESENTATIVE; 03/2026; SECURITIES SALES Dually registered with an affiliated broker-dealer, Ashton Thomas Securities and registered investment adviser, Ashton Thomas Private Wealth; activity conducted in the individual's capacity as a registered representative and investment adviser representative of the affiliated entities. 4. JUNE 2019; FLANDERS CREEK HOA, BOZEMAN, MT; NON INVESTMENT RELATED; HOME OWNERS ASSOCIATION; TREASURER/SECRETARY; INVOICE, COLLECT DUES; DEVOTE 5 HRS/MONTH DURING NON MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-20 |
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