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Current Employers
Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-12-08
SC RA APPROVED 2025-12-04
WY RA APPROVED 2025-12-04
TX RA APPROVED_RES 2023-11-30
MT RA APPROVED 2019-10-18
  • NV RA
    APPROVED
    Since 2025-12-08
  • SC RA
    APPROVED
    Since 2025-12-04
  • WY RA
    APPROVED
    Since 2025-12-04
  • TX RA
    APPROVED_RES
    Since 2023-11-30
  • MT RA
    APPROVED
    Since 2019-10-18

Branch Locations

4575 Valley Commons Drive Suite 201, Bozeman, MT 59718 • United States

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Bozeman MT 01/2016 11/2016
Wells Fargo Clearing Services, Llc Bozeman MT 11/2016 10/2019
Ashton Thomas Private Wealth Bozeman MT 10/2019 Present
Ashton Thomas Insurance Agency Scottsdale AZ 10/2019 Present
M.S. Howells & Co Scottsdale AZ 01/2020 03/2026
Ashton Thomas Securities, Llc Rochester NY 03/2026 Present
  • 01/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Bozeman, MT
  • 11/2016 → 10/2019
    Bozeman, MT
  • 10/2019 → Present
    Bozeman, MT
  • 10/2019 → Present
    Ashton Thomas Insurance Agency
    Scottsdale, AZ
  • 01/2020 → 03/2026
    M.S. Howells & Co
    Scottsdale, AZ
  • 03/2026 → Present
    Ashton Thomas Securities, Llc
    Rochester, NY
Previous Registrations
Other Businesses

1. OCT. 2019; ASHTON THOMAS PRIVATE WEALTH, BOZEMAN, MT; INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOR; WEALTH ADVISOR; SERVICE CLIENTS FINANCIAL PLANNING AND INVESTMENT NEEDS; DEVOTE 160 HRS/MONTH DURING MARKET HOURS. 2. OCT. 2019; ASHTON THOMAS INSURANCE, BOZEMAN, MT; INVESTMENT RELATED; INSURANCE; AGENT; PROVIDE INSURANCE AS NEEDED FOR CLIENTS; DEVOTE 5 HRS/MONTH DURING MARKET HOURS. 3. ASHTON THOMAS SECURITIES, LLC; INVESTMENT RELATED; ROCHESTER, NY; BROKER-DEALER; REGISTERED REPRESENTATIVE; 03/2026; SECURITIES SALES Dually registered with an affiliated broker-dealer, Ashton Thomas Securities and registered investment adviser, Ashton Thomas Private Wealth; activity conducted in the individual's capacity as a registered representative and investment adviser representative of the affiliated entities. 4. JUNE 2019; FLANDERS CREEK HOA, BOZEMAN, MT; NON INVESTMENT RELATED; HOME OWNERS ASSOCIATION; TREASURER/SECRETARY; INVOICE, COLLECT DUES; DEVOTE 5 HRS/MONTH DURING NON MARKET HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-20
  • S66 Uniform Combined State Law Examination
    2012-07-20
Designations
Other Names
  • Becca Nelson
  • Becca Dammann
  • Rebecca Jean Nelson

View on SEC IAPD

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