Clarke Baker

Current Employers

Employment History

• 10/2011 → 08/2023
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Beaumont, TX
• 03/2012 → 08/2023
  Bank Of America, N.A.
  Beaumont, TX
• 08/2023 → Present
  Stifel, Nicolaus & Company, Incorporated
  Beaumont, TX

Previous Registrations

• 2012-01-13 → 2023-09-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beaumont, TX

Other Businesses

1. Three Rivers Council Executive Board; 4650 Cardinal Drive Beaumont TX 77705; executive board member; oversight of the councils' troops activities; 05/07/2024; 1.00hr/quarter; Not during securities trading hours; Not Investment-Related 2. Pennybaker 1538 Wolf Run, LLC; 895 Edson Beaumont TX 77706; Short-Term Rental Property; Manager/Owner; Maintain the property and consolidate the books; 06/27/2025; 5 hrs/week; Not during security trading hours; Investment-Related 3. Mary Grace Baker Memorial Fund; 700 North St. Beaumont, TX 77706; This is Donor Advised Fund for my late daughter; I will be managing the fund; To operate the invests and distributions from the fund; 07/11/2025; 2hrs/wk; During securities trading hours; Investment related 4. Heaven's 27 Fund Donor Advised Fund with San Antonio Area Foundation; 155 concord Plaza Dr. Suite 301 San Antonio, TX 78216; To collect and distribute charitable contributions for the 27 girls that died at Camp Mystic; Advisor; To ensure that fund follows the instructions laid out in the signing agreement; 08/05/2025; 1hr/wk; During securities trading hours; Investment related 5. Youth Safety Initiative DBA Campaign for Camp Safety; 6310 Delaware Beaumont, TX 77706; To bring awareness to camp safety; advisory board member; advising on the direction of entity; 12/12/2025; 10hrs/mth; During securities trading hours; Not investment related 6. Chapter 11 Committee of Unsecured Creditors; Camp Mystic LLC, et al. Case no. 29-90621-H5-11/ Southern and Western Districts of Texas - Region 7; 515 Rusk Ave, Room 3516 Houston, TX 77002; To oversee the case filings for the bankruptcy case against Camp Mystic LLC, et al; Committee Member; to oversee the filings presented in the case against Camp Mystic LLA, et al; 07/15/2026; 2hrs/mth; During securities trading hours; Not investment related

Exams

• S66 Uniform Combined State Law Examination
  2011-10-12

Designations

Other Names

• Clarke Edward Baker