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2225 Lexington Road, Louisville, KY 40206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-04 |
| KY | RA | APPROVED | 2011-08-10 |
Branch Locations
2225 Lexington Road, Louisville, KY 40206 • United States
2225 Lexington Rd, Louisville, KY 40206 • United States
Stovall, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Private Client Service Llc | Louisville | KY | 04/2011 | Present |
| Cosmo Model & Talent | Louisville | KY | 09/2006 | Present |
1) KUDMANI, LLC - 200 S FIFTH ST, SUITE 700, LOU, KY 4022 - NON INVESTMENT RELATED, 10 HOURS/MONTH. 2-10 DURING TRADING HOURS, EST ANNUAL EARNINGS OF $30,000. 100% OWNER. EXPERT WITNESS IN LAWSUITS. 2225 LEXINGTON RD. LOUISVILLE, KY 40206. ASSIST IN DIVORCE LITIGATION, FINANCIAL CALCULATIONS. START DATE 1/13/2012, 0-5 HOURS PER MONTH. EST ANNUAL EARNINGS: $2000 - $5000. 2) FINRA ARBITRATOR, 6203 DEEP DREEK DR, PROSPECT, KY 40059. ARBITRATOR FOR FINRA RELATED DISPUTES. SERVE AS ARBITRATOR ON PANEL WHEN CHOSEN. 0-10 HRS PER MONTH, 0-10 HOURS DURING TRADING HOURS, EST ANNUAL EARNINGS OF $2000. 3) THE WEALTH PLANNING COMPANY, INVESTMENT RELATED, 2225 LEXINGTON RD, LOUISVILLE, KY 40206, ESTATE PLANNING & INVESTMENTS, START DATE-3/17/15,160 HRS/MONTH, 120 HRS/MONTH DURING TRADING HOURS, ESTATE PLANNING-DRAFT LEGAL DOCUMENTS & INVESTMENTS THROUGH PRIVATE CLIENT SERVICES. 4) Insurance product sales through various carriers. 5) Friends of Prospect Parks, 200 South 5th Street, Suite 700N, Louisville KY 40202. Director/Secretary. Non-investment related nonprofit organization focused on park preservation. 1 hr/month not during trading hrs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-22 |
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