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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2020-09-09 |
Branch Locations
3909 13Th Ave S, Fargo, ND 58103 • United States
500 2Nd Ave. North, Fargo, ND 58102 • United States
Fargo, ND • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Fargo | ND | 01/2012 | 01/2017 |
| Thrivent Financial For Lutherans | Appleton | WI | 07/2012 | 01/2017 |
| Laurie's | Fargo | ND | 07/2017 | Present |
| Alerus | Fargo | ND | 01/2017 | 02/2019 |
| Alerus | Fargo | ND | 03/2019 | 03/2020 |
| Lpl Financial Llc | Fargo | ND | 05/2020 | Present |
| Gate City Bank | Fargo | ND | 03/2020 | Present |
1)6/1/2020- Gate City Investment Services -DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2)12/20/2021 - Gate City Financial Services Investment Committee - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 11/10/2021 - 1 Hour Per Month/1 Hour During Securities Trading - Gate City Bank has created an Investment Panel to oversee product companies the bank works with for all Retail Non-Deposit Investment Products (RNDIP) activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-28 |
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