Jake Patrick Sodeman

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-06-02
TX	RA	APPROVED_RES	2020-08-03
DC	RA	APPROVED	2014-12-11

MD RA
APPROVED

Since 2022-06-02
TX RA
APPROVED_RES

Since 2020-08-03
DC RA
APPROVED

Since 2014-12-11

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Washington	DC	10/2012	Present

10/2012 → Present

Ubs Financial Services

Washington, DC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-11-25

S66 Uniform Combined State Law Examination

2014-11-25

Other Names

Jake Patrick Soderman

View on SEC IAPD

Other Firms

BRYSPEN, INCORPORATED

3WIRE INVESTMENT

LPL FINANCIAL LLC

ORIDIAN CAPITAL MANAGEMENT, L.P.

C5 CAPITAL USA LLC

DOMINION FINANCIAL CONSULTANTS, LLC

A.G.P. / ALLIANCE GLOBAL PARTNERS

Other Investors

LEAH SAWYER BRYAN

GARY ANDREW EDMONDS

JAMES DARRELL ZACK

HSIAO-CHUAN CHANG

AMANDA JEAN ZACK

CHRISTINE RUSHIN MISTR

CHARLES DOUGLAS HARTLEY

Marilyn McKinnon

Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC

3WIRE INVESTMENT · WASHINGTON, DC

LPL FINANCIAL LLC · WASHINGTON, DC

ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC

C5 CAPITAL USA LLC · WASHINGTON, DC

AEB CAPITAL · WASHINGTON, DC

DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC

A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

More in Washington, DC

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