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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-06 |
| OH | RA | APPROVED | 2020-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 10/2019 | 02/2020 |
| Quicken Loans | Cleveland | OH | 01/2009 | 04/2019 |
| Unemployed | Cleveland | OH | 05/2019 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Westlake | OH | 08/2020 | Present |
| Unemployed | Westlake | OH | 03/2020 | 08/2020 |
| Bank Of America, N.A. | Westlake | OH | 10/2020 | Present |
I*504570For profit or not for profit: Name of outside business organization: Downtown Rental Lofts IncInvestment related: NAddress of business: Bay Village, Ohio, 44140Nature of business: Position, title, association: , Start date of relationship: 10/1/2010Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I*457472For profit or not for profit: Entity For ProfitName of outside business organization: Note Worthy LoansInvestment related: NAddress of business: Cleveland, Ohio, 44113Nature of business: ["Corporation"]Position, title, association: ["Owner"], Start date of relationship: 8/1/2018Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I*3844281 Entity Type: Entity Charitable Name of OBA: Northern Ohio Italian American Foundation Address: Cleveland, Ohio, 44106 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/01/2026 Number of Hours: 4, Monthly Number of Hours during trading: 0, Monthly Duties: Local Italian Americans organization dedicated to support the community in ways that celebrate Italian heritage. Including network opportunities, community and cultural events. Help the board with new member engagement and ways to help grow the organization
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-14 |
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