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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-06
OH RA APPROVED 2020-10-06
  • TX RA
    APPROVED
    Since 2021-10-06
  • OH RA
    APPROVED
    Since 2020-10-06

Branch Locations

159 Crocker Park Blvd, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2019 02/2020
Quicken Loans Cleveland OH 01/2009 04/2019
Unemployed Cleveland OH 05/2019 09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westlake OH 08/2020 Present
Unemployed Westlake OH 03/2020 08/2020
Bank Of America, N.A. Westlake OH 10/2020 Present
  • 10/2019 → 02/2020
    St Louis, MO
  • 01/2009 → 04/2019
    Quicken Loans
    Cleveland, OH
  • 05/2019 → 09/2019
    Unemployed
    Cleveland, OH
  • 08/2020 → Present
    Westlake, OH
  • 03/2020 → 08/2020
    Unemployed
    Westlake, OH
  • 10/2020 → Present
    Bank Of America, N.A.
    Westlake, OH
Previous Registrations
  • 2019-12-17 → 2020-02-10
    St Louis, MO
    Bay Village, OH
Other Businesses

I*504570For profit or not for profit: Name of outside business organization: Downtown Rental Lofts IncInvestment related: NAddress of business: Bay Village, Ohio, 44140Nature of business: Position, title, association: , Start date of relationship: 10/1/2010Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I*457472For profit or not for profit: Entity For ProfitName of outside business organization: Note Worthy LoansInvestment related: NAddress of business: Cleveland, Ohio, 44113Nature of business: ["Corporation"]Position, title, association: ["Owner"], Start date of relationship: 8/1/2018Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I*3844281 Entity Type: Entity Charitable Name of OBA: Northern Ohio Italian American Foundation Address: Cleveland, Ohio, 44106 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/01/2026 Number of Hours: 4, Monthly Number of Hours during trading: 0, Monthly Duties: Local Italian Americans organization dedicated to support the community in ways that celebrate Italian heritage. Including network opportunities, community and cultural events. Help the board with new member engagement and ways to help grow the organization

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-14
  • S66 Uniform Combined State Law Examination
    2019-12-14

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