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Current Employers
M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2023-02-01
FL RA APPROVED 2012-08-21
  • ID RA
    APPROVED
    Since 2023-02-01
  • FL RA
    APPROVED
    Since 2012-08-21

Branch Locations

325 N. Williamson Blvd Suite 120, Daytona Beach, FL 32114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Executive Compensation Group Daytona Beach FL 04/2011 Present
M Holdings Securities, Inc. Portland OR 04/2011 Present
Other Businesses

1) Executive Compensation Group LLC; 325 North Williamson Blvd., Suite 120, Daytona Beach, FL 32114; 04/2011; Producer/Associate; Sales of securities, insurance and RIA business; Investment Related; 160 hours/month; 160 hours/month during business hours; Commissions, RIA fees. 2) 325 LLC; POSITION: minority owner NATURE: Rental income from the building INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/07/2022; ADDRESS: 325 N. Williamson Blvd. , Ste 120, Daytona Beach FL 32114, United States; DESCRIPTION: Ownership

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-17
  • S66 Uniform Combined State Law Examination
    2012-08-17

View on SEC IAPD

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