Lee Thomas Gagne

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2004 → 03/2019
  Union Bank
  Rancho Santa Fe, CA
• 04/2011 → 03/2019
  Unionbanc Investment Services
  Rancho Santa Fe, CA
• 03/2020 → 05/2023
  Mufg Union Bank
  Solana Beach, CA
• 04/2019 → 03/2020
  Unemployed
  La Mesa, CA
• 03/2020 → 05/2023
  Unionbanc Investment Services
  Solana Beach, CA
• 05/2023 → 02/2026
  U.S. Bancorp Investments, Inc.
  San Diego, CA
• 05/2023 → Present
  U.S. Bank
  San Diego, CA
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  San Diego, CA

Previous Registrations

• 2025-02-18 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  San Diego, CA
  Saint Paul, MN
  Solana Beach, CA
  Sioux Falls, SD
  Irvine, CA
  Spokane, WA
  San Diego, CA
• 2020-03-25 → 2023-06-09
  U.S. Bancorp Advisors, Llc
  Solana Beach, CA
• 2015-04-08 → 2019-04-04
  U.S. Bancorp Advisors, Llc
  Rancho Santa Fe, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-04-08
• S63 Uniform Securities Agent State Law Examination
  2011-06-01

Other Names

• Lee Thomas Gagne
• Lee Gagne