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Lee Thomas Gagne

U.S. Bancorp Advisors, LLC

Saint Paul, MN

San Diego, CA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

60 Livingston Ave, Saint Paul, MN 55107 • United States

600 W Broadway, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Union Bank Rancho Santa Fe CA 11/2004 03/2019
Unionbanc Investment Services Rancho Santa Fe CA 04/2011 03/2019
Mufg Union Bank Solana Beach CA 03/2020 05/2023
Unemployed La Mesa CA 04/2019 03/2020
Unionbanc Investment Services Solana Beach CA 03/2020 05/2023
U.S. Bancorp Investments, Inc. San Diego CA 05/2023 02/2026
U.S. Bank San Diego CA 05/2023 Present
U.S. Bancorp Advisors, Llc San Diego CA 02/2026 Present
  • 11/2004 → 03/2019
    Union Bank
    Rancho Santa Fe, CA
  • 04/2011 → 03/2019
    Unionbanc Investment Services
    Rancho Santa Fe, CA
  • 03/2020 → 05/2023
    Mufg Union Bank
    Solana Beach, CA
  • 04/2019 → 03/2020
    Unemployed
    La Mesa, CA
  • 03/2020 → 05/2023
    Unionbanc Investment Services
    Solana Beach, CA
  • 05/2023 → 02/2026
    U.S. Bancorp Investments, Inc.
    San Diego, CA
  • 05/2023 → Present
    U.S. Bank
    San Diego, CA
  • 02/2026 → Present
    U.S. Bancorp Advisors, Llc
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-08
S63 Uniform Securities Agent State Law Examination 2011-06-01
  • S65 Uniform Investment Adviser Law Examination
    2015-04-08
  • S63 Uniform Securities Agent State Law Examination
    2011-06-01
Other Names
  • Lee Thomas Gagne
  • Lee Gagne

View on SEC IAPD

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Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

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