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Jeffrey Shields Glaser

Charles Schwab & Co., Inc.

Austin, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-07-16
  • TX RA
    APPROVED
    Since 2013-07-16

Branch Locations

1111 W 6Th St. Suite 120, Austin, TX 78703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 04/2011 Present
Charles Schwab Bank Austin TX 06/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-15
S63 Uniform Securities Agent State Law Examination 2011-08-12
  • S66 Uniform Combined State Law Examination
    2013-07-15
  • S63 Uniform Securities Agent State Law Examination
    2011-08-12

View on SEC IAPD

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HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
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