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Michael Robert Harding

Harding Financial Group

Westerville, OH

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Current Employers
Harding Financial Group

608 Office Parkway Suite A, Westerville, OH 43082 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-14
OH RA APPROVED 2005-08-16
  • TX RA
    APPROVED
    Since 2022-04-14
  • OH RA
    APPROVED
    Since 2005-08-16

Branch Locations

608 Office Parkway Suite A, Westerville, OH 43082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harding Financial Group, Llc Westerville OH 08/2005 Present
  • 08/2005 → Present
    Harding Financial Group, Llc
    Westerville, OH
Previous Registrations
Other Businesses

licensed insurance agent; 608 Office Parkway, Suite A, Westerville, Ohio 43082; investment related; selling insurance products; 5 hrs/mo.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-10
S65 Uniform Investment Adviser Law Examination 2000-07-26
  • S63 Uniform Securities Agent State Law Examination
    2000-08-10
  • S65 Uniform Investment Adviser Law Examination
    2000-07-26
Designations
Other Names
  • Michael Robert Harding

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
FIFTH THIRD SECURITIES, INC.
PRIVATE ADVISOR GROUP, LLC
KEY INVESTMENT SERVICES LLC

Other Investors

JANET LEA GABEL
WILLIAM MITCHELL GARNER
SHAWN MICHAEL ARSENEAU
Deana Christine Arseneau
John Holden McKewen
ALLEN LEE WEAVER
Sathaporn Sathaporn Nguapha
DANIEL PATRICK MILLER

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Westerville, OH
ARSENEAU FINANCIAL · WESTERVILLE, OH
ELEVATION FINANCIAL PARTNERS, LLC · WESTERVILLE, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Westerville, OH
LPL FINANCIAL LLC · Westerville, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
FIFTH THIRD SECURITIES, INC. · WESTERVILLE, OH

More in Westerville, OH

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