Best Investors Account Sign in

Joseph Arthur Wollersheim

Thrivent Investment Management Inc.

Phoenix, AZ

Phoenix, AZ

CRD 5916426

Claim This Profile
Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-04-11
TX RA APPROVED_RES 2023-01-09
AZ RA APPROVED 2013-08-29
  • DC RA
    APPROVED
    Since 2024-04-11
  • TX RA
    APPROVED_RES
    Since 2023-01-09
  • AZ RA
    APPROVED
    Since 2013-08-29

Branch Locations

1440 East Missouri Avenue, Phoenix, AZ 85014 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Phoenix AZ 01/2012 Present
Thrivent Financial For Lutherans Appleton WI 01/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-09
S63 Uniform Securities Agent State Law Examination 2011-08-26
  • S65 Uniform Investment Adviser Law Examination
    2013-08-09
  • S63 Uniform Securities Agent State Law Examination
    2011-08-26

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Phoenix, AZ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor