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Spencer Michael Houtz

Morgan Stanley

South Jordan, UT

West Jordan, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-08
UT RA APPROVED 2018-04-23
  • TX RA
    APPROVED
    Since 2019-05-08
  • UT RA
    APPROVED
    Since 2018-04-23

Branch Locations

680 West 10000 South, South Jordan, UT 84095 • United States

West Jordan, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Salt Lake City UT 04/2011 03/2018
Morgan Stanley Smith Barney Llc South Jordan UT 03/2018 Present
  • 04/2011 → 03/2018
    Fidelity Brokerage Services
    Salt Lake City, UT
  • 03/2018 → Present
    Morgan Stanley Smith Barney Llc
    South Jordan, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-23
S63 Uniform Securities Agent State Law Examination 2011-07-08
  • S66 Uniform Combined State Law Examination
    2018-04-23
  • S63 Uniform Securities Agent State Law Examination
    2011-07-08
Other Names
  • Spencer Houtz
  • Spence Houtz

View on SEC IAPD

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Other Offices

LPG CAPITAL MANAGEMENT · SOUTH JORDAN, UT
LPL FINANCIAL LLC · SOUTH JORDAN, UT
OSAIC WEALTH, INC. · SOUTH JORDAN, UT
PORTSIDE WEALTH GROUP, LLC · South Jordan, UT
DIVERGENT WEALTH ADVISORS, LLC · SOUTH JORDAN, UT
WEALTHSPIRE RETIREMENT ADVISORY · South Jordan, UT
D.A. DAVIDSON & CO. · SOUTH JORDAN, UT
WEALTHSPIRE RETIREMENT ADVISORY · South Jordan, UT

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