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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-10
  • NC RA
    APPROVED
    Since 2026-06-10

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Atlanta GA 12/2013 05/2025
Wells Fargo Clearing Services, Llc Charlotte NC 12/2025 Present
Unemployed Jacksonville FL 05/2025 12/2025
  • 12/2013 → 05/2025
    Bank Of America, N.A.
    Atlanta, GA
  • 12/2025 → Present
    Charlotte, NC
  • 05/2025 → 12/2025
    Unemployed
    Jacksonville, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-16
  • S66 Uniform Combined State Law Examination
    2011-08-16
Other Names
  • Milton Aaron Durham
  • Milton A Durham

View on SEC IAPD

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