Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-01-27 |
| CA | RA | APPROVED | 2018-10-24 |
Branch Locations
405 South Magnolia Ave, El Cajon, CA 92020 • United States
Richmond Hill, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dominion Financial Services | Lamesa | CA | 07/2012 | 07/2018 |
| Lpl Financial, Llc | El Cajon | CA | 07/2018 | Present |
1. 7/31/2018 - 'J Burton Jr. - Life and Health Insurance' - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/02/2012 - 34 Hours Per Month/0 Hours During Securities Trading - Time Spent 20% - Life, Health, Disability, LTC. 2. 8/8/2018 - Mike Rundlett Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/06/2018 - 160 Hours Per Month During Securities Trading. 3. 9/28/2020 - Rundlett Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 9/25/2020 - 40 Hours Per Month/10 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-09 |
Reach out to this advisor