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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Financial Group | Pennington | NJ | 09/2014 | 09/2017 |
| Unemployed | Hamilton | NJ | 09/2017 | 02/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2018 | 06/2018 |
| Northwestern Mutual Investment Services Llc | Princeton | NJ | 01/2018 | 06/2018 |
| Citizens Securities, Inc | Jamison | PA | 06/2018 | 11/2020 |
| H. Beck, Inc. | Rockville | MD | 11/2020 | 03/2021 |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 11/2024 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 11/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2024 | Present |
| Cetera Advisors Llc | St Cloud | MN | 11/2024 | Present |
1. NAME OF OTHER BUSINESS: RMB WEALTH ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/2020 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL SERVICES TO CLIENTS; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2013 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-15 |
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