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William Jewett Warner

Equitable Advisors, LLC

Tampa, FL

Bradenton, FL

CRD 5914667

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-11-09
  • FL RA
    APPROVED
    Since 2017-11-09

Branch Locations

Two Urban Center 4890 W Kennedy Blvd #800, Tampa, FL 33609 • United States

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors Inc. St. Petersburg FL 01/2013 10/2016
Raymond James Financial Services, Inc. St. Petersburg FL 05/2011 10/2016
Lpl Financial, Llc Tampa FL 10/2016 07/2017
Independent Financial Partners Tampa FL 10/2016 06/2017
Axa Equitable Tampa FL 07/2017 06/2020
Axa Advisors Llc New York NY 07/2017 06/2020
Equitable Advisors, Llc New York NY 07/2017 Present
Equitable Advisors, Llc New York NY 07/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-21
  • S66 Uniform Combined State Law Examination
    2012-09-21
Other Names
  • William J. Warner
  • William Jewett Warner
  • Bill Warner
  • William Jewett Warner

View on SEC IAPD

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