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Michael David Cushwa

Ubs Financial Services Inc.

Louisville, KY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-30
KY RA APPROVED 2024-12-13
  • TX RA
    APPROVED
    Since 2026-07-30
  • KY RA
    APPROVED
    Since 2024-12-13

Branch Locations

500 North Hurstbourne Suite 300, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Washington DC 06/2017 09/2018
Thompson Creek Window Co. Lanham MD 02/2015 06/2017
Steward Partners Global Advisory Llc Bethesda MD 06/2017 11/2024
Steward Partners Investments Advisory, Llc. Bethesda MD 06/2017 11/2024
Raymond James Financial Services, Inc. Bethesda MD 09/2018 01/2019
Raymond James Financial Services, Inc. Bethesda MD 01/2019 05/2022
Steward Partners Investment Solutions, Llc Bethesda MD 05/2022 11/2024
Ubs Financial Services, Inc Louisville KY 12/2024 Present
  • 06/2017 → 09/2018
    Raymond James Financial Services, Inc.
    Washington, DC
  • 02/2015 → 06/2017
    Thompson Creek Window Co.
    Lanham, MD
  • 06/2017 → 11/2024
    Steward Partners Global Advisory Llc
    Bethesda, MD
  • 06/2017 → 11/2024
    Steward Partners Investments Advisory, Llc.
    Bethesda, MD
  • 09/2018 → 01/2019
    Raymond James Financial Services, Inc.
    Bethesda, MD
  • 01/2019 → 05/2022
    Raymond James Financial Services, Inc.
    Bethesda, MD
  • 05/2022 → 11/2024
    Steward Partners Investment Solutions, Llc
    Bethesda, MD
  • 12/2024 → Present
    Ubs Financial Services, Inc
    Louisville, KY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-24
  • S66 Uniform Combined State Law Examination
    2020-12-24
Other Names
  • Michael David Cushwa

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

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