Justin M Carr

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2015-11-12

MO RA
APPROVED

Since 2015-11-12

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	St. Louis	MO	11/2015	Present

11/2015 → Present

Stifel Nicolaus & Co Inc

St. Louis, MO

Previous Registrations

2014-09-02 → 2015-10-15

Wells Fargo Clearing Services, Llc

St. Louis, MO
2012-06-18 → 2014-06-25

Cambridge Investment Research Advisors, Inc.

Saint Charles, MO
2012-03-15 → 2012-06-19

Sunset Financial Services, Inc.

St Charles, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-03-08
S63	Uniform Securities Agent State Law Examination	2011-09-16

S65 Uniform Investment Adviser Law Examination

2012-03-08
S63 Uniform Securities Agent State Law Examination

2011-09-16

Other Names

Justin M Carr
Justin M Carr

View on SEC IAPD

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