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Phillip E Pogue

Charles Schwab & Co., Inc.

Omaha, NE

St Louis, MO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-10-04
  • NE RA
    APPROVED
    Since 2022-10-04

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

500 Maryville University Drive, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 09/2008 12/2022
Charles Schwab And Co., Inc. Omaha NE 12/2022 Present
  • 09/2008 → 12/2022
    Td Ameritrade
    Omaha, NE
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Omaha, NE
Previous Registrations
  • 2014-04-11 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2008-10-08 → 2020-10-16
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Omaha, NE
  • 2007-08-14 → 2008-04-17
    Securities America Advisors, Inc.
    La Vista, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-10
S63 Uniform Securities Agent State Law Examination 2003-10-17
  • S66 Uniform Combined State Law Examination
    2007-08-10
  • S63 Uniform Securities Agent State Law Examination
    2003-10-17
Other Names
  • Phillip Edward Pogue

View on SEC IAPD

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