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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-20 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 04/2011 | 03/2020 |
| State Street Global Advisors Trust Company | Boston | MA | 06/2020 | 04/2022 |
| State Street Global Advisors Funds Distributors, Llc | Boston | MA | 06/2020 | 04/2022 |
| Empower Financial Services, Inc | Greenwood Village | CO | 01/2023 | 03/2025 |
| Unemployed | Phoenix | AZ | 05/2022 | 12/2022 |
| Assetmark Brokerage, Llc | Phoenix | AZ | 06/2025 | Present |
| Assetmark Financial Holdings, Inc | Phoenix | AZ | 06/2025 | Present |
ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 06/2025 - 160 HRS / MONTHLY - AMRS RETIREMENT SALES CONSULTANT WEST OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD, CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-03 |
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