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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-07-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Financial | St. Louis | MO | 04/2011 | 05/2020 |
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 07/2023 | Present |
| Ernst & Young | Clayton | MO | 05/2020 | 06/2023 |
1. Family farmland; 508 N Main St, Payson, IL 62360; Family Farm; Co-Owner; 01/01/2013; 5 Hours per Year; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-26 |
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