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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-01 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
5860 Snyder Drive, Lockport, NY 14094 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hammer Financial Group | Williamsville | NY | 04/2011 | 03/2026 |
| Commonwealth Financial Network | Waltham | MA | 04/2014 | 03/2026 |
| Kestra Investment Services, Llc | Lockport | NY | 03/2026 | Present |
| Kestra Advisory Services, Llc | Lockport | NY | 03/2026 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: ADAM HAMMER (BOOK TITLE) POSITION: author NATURE: Sell Book INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/24/2021 ADDRESS: 125 Arielle Court, Apt F, Williamsville, NY NY 14221, United States DESCRIPTION: Book sales on amazon Name: CONNOR HAMMER POSITION: Agent NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2026 ADDRESS: 5860 Snyder Dr, Lockport NY 14094-9497, United States DESCRIPTION: Duties and obligations client needs assessment, product knowledge, recommendations, documentation, compliance, customer service, and building trust. Ensuring clients are well informed and adequately protected based on what is the right fit for them. Name: ADAM HAMMER POSITION: author NATURE: book sales INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/28/2023 ADDRESS: 125 Arielle Court, Apt F, Williamsville NY 14221, United States DESCRIPTION: book sales on amazon
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-30 |
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