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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-01
  • NY RA
    APPROVED
    Since 2026-04-01

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

5860 Snyder Drive, Lockport, NY 14094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hammer Financial Group Williamsville NY 04/2011 03/2026
Commonwealth Financial Network Waltham MA 04/2014 03/2026
Kestra Investment Services, Llc Lockport NY 03/2026 Present
Kestra Advisory Services, Llc Lockport NY 03/2026 Present
Previous Registrations
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: ADAM HAMMER (BOOK TITLE) POSITION: author NATURE: Sell Book INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/24/2021 ADDRESS: 125 Arielle Court, Apt F, Williamsville, NY NY 14221, United States DESCRIPTION: Book sales on amazon Name: CONNOR HAMMER POSITION: Agent NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2026 ADDRESS: 5860 Snyder Dr, Lockport NY 14094-9497, United States DESCRIPTION: Duties and obligations client needs assessment, product knowledge, recommendations, documentation, compliance, customer service, and building trust. Ensuring clients are well informed and adequately protected based on what is the right fit for them. Name: ADAM HAMMER POSITION: author NATURE: book sales INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/28/2023 ADDRESS: 125 Arielle Court, Apt F, Williamsville NY 14221, United States DESCRIPTION: book sales on amazon

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-30
  • S66 Uniform Combined State Law Examination
    2014-10-30

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