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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2021-03-10 |
Branch Locations
600 Salem Road, Conway, AR 72034 • United States
11525 Financial Centere Pkwy, Little Rock, AR 72211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Little Rock | AR | 08/2016 | 02/2021 |
| Cetera Investment Advisers Llc | Little Rock | AR | 08/2016 | 02/2021 |
| Cetera Investment Services Llc | St.CLoud | MN | 08/2016 | 02/2021 |
| Lpl Financial Llc | Conway | AR | 03/2021 | Present |
| Simmons Bank | Conway | AR | 03/2021 | Present |
1)03/10/2021 -Simmons Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2021 2)03/10/2021 - AIR NATIONAL GUARD - Little Rock, AR - Non-Inv Rel - Start: 02/2018 - 16 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-21 |
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