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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-17
FL RA APPROVED 2021-07-13
  • TX RA
    APPROVED_RES
    Since 2023-11-17
  • FL RA
    APPROVED
    Since 2021-07-13

Branch Locations

18235 Biscayne Blvd, Aventura, FL 33160 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Sunny Isles FL 04/2011 06/2021
J.P. Morgan Securities Llc Sunny Isles Beach FL 10/2012 06/2021
J.P. Morgan Chase Bank, N.A. Sunny Isles Beach FL 07/2021 Present
J.P. Morgan Securities Llc Sunny Isles Beach FL 07/2021 Present
  • 04/2011 → 06/2021
    Jpmorgan Chase Bank
    Sunny Isles, FL
  • 10/2012 → 06/2021
    Sunny Isles Beach, FL
  • 07/2021 → Present
    J.P. Morgan Chase Bank, N.A.
    Sunny Isles Beach, FL
  • 07/2021 → Present
    Sunny Isles Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-07
  • S66 Uniform Combined State Law Examination
    2021-06-07
Other Names
  • Carolina Romanowski

View on SEC IAPD

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