Best Investors Account Sign in
Inactive

Scott Edmond Sutton

Sutton Financial Group

Birmingham, AL

Claim This Profile
Current Employers
Sutton Financial Group

2075 Columbiana Road Suite 1, Birmingham, AL 35216 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-02
FL RA APPROVED 2022-08-29
MS RA APPROVED 2022-07-14
TN RA APPROVED 2020-08-28
GA RA APPROVED 2020-02-18
AL RA APPROVED 2020-02-12
  • TX RA
    APPROVED_RES
    Since 2023-06-02
  • FL RA
    APPROVED
    Since 2022-08-29
  • MS RA
    APPROVED
    Since 2022-07-14
  • TN RA
    APPROVED
    Since 2020-08-28
  • GA RA
    APPROVED
    Since 2020-02-18
  • AL RA
    APPROVED
    Since 2020-02-12

Branch Locations

2075 Columbiana Road Suite 1, Birmingham, AL 35216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Business Planning Inc Birmingham AL 06/2010 Present
Proequities Inc Birmingham AL 04/2011 12/2019
Scott E. Sutton Dba Sutton Financial Group Birmingham AL 01/2020 Present
  • 06/2010 → Present
    Business Planning Inc
    Birmingham, AL
  • 04/2011 → 12/2019
    Proequities Inc
    Birmingham, AL
  • 01/2020 → Present
    Scott E. Sutton Dba Sutton Financial Group
    Birmingham, AL
Previous Registrations
  • 2011-05-19 → 2019-12-31
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
Other Businesses

BUSINESS PLANNING INC POSITION: Employee NATURE: employee benefit consultants; third party administration INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/2010 ADDRESS: 2075 Columbiana Road, Suite 1, Birmingham AL 35216, United States DESCRIPTION: Employee benefit consultants; third party administrator CPA POSITION: CPA NATURE: non-practicing CPA license INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1993 ADDRESS: 204 Virginia Drive, Birmingham AL 35209, United States DESCRIPTION: I maintain a CPA license with the state of Alabama; however, I do not actively practice accounting INSURANCE SALES POSITION: Employee NATURE: insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 ADDRESS: 6 Office Park Circle, Suite 312 Birmingham AL 35223, United States DESCRIPTION: accounting RM Sher Group, LLC POSITION: accounting/controller INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 ADDRESS: 2075 Columbiana Road, Suite 1, Birmingham AL 35216, United States DESCRIPTION: accounting support

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-21
  • S66 Uniform Combined State Law Examination
    2011-04-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Birmingham, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor