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2075 Columbiana Road Suite 1, Birmingham, AL 35216 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-02 |
| FL | RA | APPROVED | 2022-08-29 |
| MS | RA | APPROVED | 2022-07-14 |
| TN | RA | APPROVED | 2020-08-28 |
| GA | RA | APPROVED | 2020-02-18 |
| AL | RA | APPROVED | 2020-02-12 |
Branch Locations
2075 Columbiana Road Suite 1, Birmingham, AL 35216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Business Planning Inc | Birmingham | AL | 06/2010 | Present |
| Proequities Inc | Birmingham | AL | 04/2011 | 12/2019 |
| Scott E. Sutton Dba Sutton Financial Group | Birmingham | AL | 01/2020 | Present |
BUSINESS PLANNING INC POSITION: Employee NATURE: employee benefit consultants; third party administration INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/2010 ADDRESS: 2075 Columbiana Road, Suite 1, Birmingham AL 35216, United States DESCRIPTION: Employee benefit consultants; third party administrator CPA POSITION: CPA NATURE: non-practicing CPA license INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1993 ADDRESS: 204 Virginia Drive, Birmingham AL 35209, United States DESCRIPTION: I maintain a CPA license with the state of Alabama; however, I do not actively practice accounting INSURANCE SALES POSITION: Employee NATURE: insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 ADDRESS: 6 Office Park Circle, Suite 312 Birmingham AL 35223, United States DESCRIPTION: accounting RM Sher Group, LLC POSITION: accounting/controller INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 ADDRESS: 2075 Columbiana Road, Suite 1, Birmingham AL 35216, United States DESCRIPTION: accounting support
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-21 |
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