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Kathleen Mary Beck

Charles Schwab & Co., Inc.

Indianapolis, IN

Orlando, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2011-05-13
  • IN RA
    APPROVED
    Since 2011-05-13

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 11/2000 Present
Optionxpress Indianapolis IN 01/2017 10/2017
Charles Schwab Bank Indianapolis IN 05/2017 09/2017
Charles Schwab Bank Indianapolis IN 07/2018 01/2019
Charles Schwab Bank Indianapolis IN 01/2019 Present
Charles Schwab Trust Bank Indianapolis IN 01/2019 Present
Charles Schwab Premiere Bank Indianapolis IN 11/2020 Present
  • 11/2000 → Present
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 01/2017 → 10/2017
    Optionxpress
    Indianapolis, IN
  • 05/2017 → 09/2017
    Charles Schwab Bank
    Indianapolis, IN
  • 07/2018 → 01/2019
    Charles Schwab Bank
    Indianapolis, IN
  • 01/2019 → Present
    Charles Schwab Bank
    Indianapolis, IN
  • 01/2019 → Present
    Charles Schwab Trust Bank
    Indianapolis, IN
  • 11/2020 → Present
    Charles Schwab Premiere Bank
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-12
S63 Uniform Securities Agent State Law Examination 2001-10-02
  • S66 Uniform Combined State Law Examination
    2011-05-12
  • S63 Uniform Securities Agent State Law Examination
    2001-10-02

View on SEC IAPD

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Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

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