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Jon C Williams

LPl Financial LLC

Beaumont, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-05-21
  • TX RA
    APPROVED
    Since 2014-05-21

Branch Locations

4184 Treadway Rd, Beaumont, TX 77706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Nederland TX 05/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-01
  • S66 Uniform Combined State Law Examination
    2011-07-01
Other Names
  • Jonathan C Williams

View on SEC IAPD

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