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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-10-06 |
Branch Locations
19265 W. Capitol Drive Suite 200, Brookfield, WI 53045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Brookfield | WI | 11/2021 | 08/2023 |
| Gwfs Equities, Inc. | Greenwood Village | CO | 05/2015 | 12/2019 |
| Map Retirement | Appleton | WI | 01/2020 | 10/2021 |
| Osaic Wealth, Inc | Brookfield | WI | 08/2023 | Present |
1) MK FINANCIAL GROUP, INC. - FIXED INSURANCE POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 06/05/2023 ADDRESS: 19265 W. Capitol Dr., Suite 200, Brookfield WI 53045, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance. 2) MK FINANCIAL GROUP, INC. POSITION: Investment Adviser Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/05/2023 ADDRESS: 19265 W. Capitol Drive, Suite 200, Brookfield WI 53045, United States DESCRIPTION: Sales/marketing of securities and insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-04 |
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