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Ivan Flores

J.P. Morgan Securities LLC

Fontana, CA

Fontana, CA

CRD 5911029

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-19
  • CA RA
    APPROVED
    Since 2022-01-19

Branch Locations

16879 Sierra Lakes Pkwy, Fontana, CA 92336 • United States

16120 Foothill Blvd, Fontana, CA 92335 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Fontana CA 04/2011 07/2021
Jpmorgan Chase Bank, N.A. Fontana CA 08/2021 12/2021
Jpmorgan Chase Bank, N.A. Fontana CA 12/2021 Present
  • 04/2011 → 07/2021
    Jpmorgan Chase Bank Na
    Fontana, CA
  • 08/2021 → 12/2021
    Jpmorgan Chase Bank, N.A.
    Fontana, CA
  • 12/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Fontana, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-23
S63 Uniform Securities Agent State Law Examination 2013-05-08
  • S66 Uniform Combined State Law Examination
    2021-12-23
  • S63 Uniform Securities Agent State Law Examination
    2013-05-08
Other Names
  • Ivan A Flores
  • Ivan Flores
  • Ivan A Flores Gonzalez
  • Ivan Arnold Flores Gonzalez

View on SEC IAPD

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Nearby Investors

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Adam Antekeier
JESSI JAMES YZAGUIRRE

Nearby Offices

J.P. MORGAN SECURITIES LLC · FONTANA, CA
WELLS FARGO CLEARING SERVICES, LLC · FONTANA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FONTANA, CA

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