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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-16 |
| AZ | RA | APPROVED | 2021-08-31 |
Branch Locations
8737 East Pinnacle Peak Road, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Scottsdale | AZ | 08/2021 | Present |
| Jp Morgan Securities, Llc | Scottsdale | AZ | 11/2016 | 08/2021 |
| Unemployed | Phoenix | AZ | 09/2016 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-05 |
| S65 | Uniform Investment Adviser Law Examination | 2016-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-17 |
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