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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-07
  • CA RA
    APPROVED
    Since 2025-11-07

Branch Locations

Cwm Retail, Sales 410 Los Cerritos Blvd., Cerritos, CA 90703 • United States

Cwm Retail, Sales 10081 Valley View Street, Cypress, CA 90630 • United States

Citi Wealth Management, Sales 17400 Brookhurst St. Suite 200, Fountain Valley, CA 92708 • United States

Long Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Diego CA 10/2012 01/2019
Jp Morgan Chase Bank, N.A. San Diego CA 10/2012 01/2019
Jp Morgan Chase, N.A. Huntington Beach CA 01/2019 11/2025
J.P. Morgan Securities Llc Huntington Beach CA 01/2019 11/2025
Citigroup Cypress CA 11/2025 Present
  • 10/2012 → 01/2019
    San Diego, CA
  • 10/2012 → 01/2019
    Jp Morgan Chase Bank, N.A.
    San Diego, CA
  • 01/2019 → 11/2025
    Jp Morgan Chase, N.A.
    Huntington Beach, CA
  • 01/2019 → 11/2025
    Huntington Beach, CA
  • 11/2025 → Present
    Citigroup
    Cypress, CA
Previous Registrations
Other Businesses

Run It Back Clawcade LLC, Non Investment-related, 6360 East Stearns Street Long Beach, CA 90815, Claw Machine rentals, Owner and Operator, 07/30/2025, 16 hours a month is devoted to business, 0 hours during securities trading hours, Book rentals for the claw machines, maintain and repair, deliver and fill machines, retrieve machines after rental is complete.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-07
S63 Uniform Securities Agent State Law Examination 2011-05-16
  • S66 Uniform Combined State Law Examination
    2018-12-07
  • S63 Uniform Securities Agent State Law Examination
    2011-05-16
Other Names
  • Elmer L Sarmiento

View on SEC IAPD

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