Susan M Farlow

Current Employers

Employment History

• 07/2016 → 03/2017
  Pnc Bank, Na
  Cincinnati, OH
• 07/2016 → 03/2017
  Pnc Investments, Llc
  Pittsburgh, PA
• 03/2017 → 07/2018
  Pnc Investments, Llc
  Pittsburgh, PA
• 03/2017 → 07/2018
  Pnc Bank, Na
  West Chester, OH
• 07/2018 → 09/2021
  Ubs Financial Services, Inc.
  Cincinnati, OH
• 09/2021 → Present
  Octavia Risk Management, Llc
  Cincinnati, OH
• 09/2021 → Present
  Octavia Wealth Advisors, Llc
  Cincinnati, OH
• 10/2021 → Present
  Purshe Kaplan Sterling Investments, Inc.
  Cincinnati, OH

Previous Registrations

• 2018-08-16 → 2021-09-24
  Ubs Financial Services Inc.
  Cincinnati, OH
• 2016-08-12 → 2018-08-03
  Pnc Wealth Management Llc
  West Chester, OH
  Cincinnati, OH
• 2015-07-14 → 2016-07-20
  Equitable Advisors, Llc
  Cincinnati, OH
  West Chester, OH

Other Businesses

1) Susan Farlow is dually-registered as an investment advisor representative with Octavia Wealth Advisors, LLC ("Octavia") and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS") since 09/2021. Business is conducted from 9999 Carver Road, Suite 130, Cincinnati, OH 45242. Approximately 90% of Susan Farlow's time is for services as an investment advisor representative and the balance as a registered representative. Octavia and PKS are not affiliated. 2) Insurance agent; Octavia Risk Management LLC; 09/2021; implementation of insurance products; 9999 Carver Road, Suite 130, Cincinnati, OH 45242; 20 hours per month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-06-16
• S63 Uniform Securities Agent State Law Examination
  2013-05-06

Other Names

• Susan M Cafferky
• Susan Cafferky Farlow
• Susan Farlow